Financial Markets and Capital Raising

Financial Markets and Capital Raising 

We have specialist knowledge of regulated debt and equity offers under the Financial Markets Conduct Act (FMCA), including advising on product disclosure statements and the associated due diligence process.

We regularly assist clients with private capital raisings and help them navigate the exclusion regime provided by the FMCA which has been practically crafted to assist small to medium-sized enterprises help avoid the burden of the more onerous disclosure requirements.

There are more than fifteen exclusions to the full regulated offer regime and we regularly advise clients on the benefits of structuring offers to avoid the application of the onerous obligations under the FMCA. Our familiarity with the exclusions means we can rapidly assess whether the FMCA applies to a transaction and assist with drafting the necessary company resolutions and accompanying documentation.

If you are looking to raise capital by issuing shares, options, convertible notes, set up an employee share scheme or crowdfund our specialist team at TODD & WALKER Law can provide sound legal advice to ensure you are legally complying with the appropriate exclusion.

Our Financial Markets and Capital Raising Lawyers

Find out about the members of our Financial Markets and Capital Raising team